Oliver Knauth

Teaching on capital markets compliance rules and practices for postgraduate professionals in the "Certified Compliance Professional (CCP)" and "Certified Compliance Manager International (CCMI)" studies. My courses focus on EU capital markets regulation, in particular the EU market abuse regime, MiFid rules, Sustainability/ESG legislation and related Compliance requirements for issuers and financial services firms in the EU.

Education

• 1st state exam Rheinische Friedrich-Wilhelms-Universität Bonn (1992 — 1997)
• Amsterdamse Hogeschool voor de Kunsten (1990.09 — 1992.04)
• Hochschule für Musik und Tanz Köln (1989.06 — 1990.08)

Companies

• Head of EU Compliance Mizuho (2022)
• Lecturer Frankfurt School of Finance & Management (2016)
• Head of Legal and Compliance Scope Ratings (2016 — 2021)
• Regional Head of Compliance Moody's Investors Service (2009 — 2016)
• Deputy Head of Compliance Germany, deputy MLRO & Counsel Morgan Stanley (2005 — 2009)
• Compliance Officer, deputy MLRO & Counsel Citi (2000 — 2005)
• Legal Counsel / Referent DSGV - Deutscher Sparkassen- und Giroverband (2000 — 2000)

Skills

• Kapitalmärkte
• Wertpapierregulierung
• Anti Money Laundering

Other

ESMA Supervision, Compliance Investigations, Drafting Policies, Corporate Governance, Legal Compliance, Regulatory Submissions, Compliance Regulations, Training Delivery, Finanzmarktaufsicht, Anti-Geldwäsche, Compliance Testing, Regulatory Guidelines, Compliance